Lead Compliance for Financial Advice - Hybrid

Willow Resourcing Limited

A leading WealthTech start-up in London is looking for a Compliance professional to shape and lead Compliance operations for their Financial Advice arm. Responsibilities include ensuring FCA...

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Lead Compliance for Financial Advice - Hybrid

Willow Resourcing Limited

Updated 10 hours ago
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England 📅 2026-03-21

About this role

A leading WealthTech start-up in London is looking for a Compliance professional to shape and lead Compliance operations for their Financial Advice arm. Responsibilities include ensuring FCA compliance, advising management on regulatory changes, and providing oversight of Financial Advice.

About the Company

Willow Resourcing Limited is a prominent WealthTech start-up focused on innovative financial solutions.

Key Highlights

  • Shape and lead compliance operations for Financial Advice.
  • Ensure adherence to FCA regulations.
  • Provide strategic advice on regulatory changes.
  • Oversee compliance processes within the financial advisory sector.

💡 Honest Take: This role offers a unique opportunity to influence compliance strategies in a growing start-up, but candidates should be prepared for the challenges of a rapidly evolving regulatory environment.

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